Beaches

Appeal Brief Appeal Letter Appeal Analysis

Appeal Brief

Disaster4020
ApplicantNew York State Office of Parks, Recreation and Historic Preservation
Appeal TypeSecond
PA ID#000-U0066-00
PW ID#PW 8999
Date Signed2020-06-15T00:00:00

Summary Paragraph

From August 26 to September 5, 2011, flooding and high winds from Hurricane Irene (Irene) caused damage to New York’s Robert Moses State Park, operated by the New York State Office of Parks, Recreation and Historic Preservation (Applicant).  Irene’s high winds, high tides and storm surge caused sand erosion along the shoreline and berm at the beach in an area classified as Field 5.  On July 11, 2012, FEMA prepared Project Worksheet (PW) 8999 to document disaster damage and the scope of work (SOW) necessary to repair Field 5’s beach berm.  However, FEMA found that the amount of sand loss could not be estimated because the Applicant had not provided both pre- and post-storm profiles of the entire beach.  Therefore, FEMA determined the project was ineligible.  The Applicant submitted a SOW change request, seeking to have PW 8999 recategorized as an emergency work project to construct an emergency berm.  FEMA denied the Applicant’s SOW change request because the Applicant had not provided supporting documentation to show the work would eliminate or lessen threats of additional damage to the beach.  On March 8, 2019, the Applicant appealed FEMA’s denial and maintained that the berm was an eligible emergency protective measure.  FEMA denied the appeal on July 12, 2019, finding that the Applicant had not provided documentation demonstrating that the work performed to construct a new berm or repair the existing berms was eligible emergency work.  The Applicant submitted a second appeal, stating that FEMA denied its request without asking for the information needed to determine eligibility.  It claims that the work was an emergency protective measure needed to protect improved property from an immediate threat.  However, the Applicant has not provided documentation demonstrating the work claimed to repair protective sand berms is eligible as an emergency protective measure. 

 

Authorities and Second Appeals

Headnotes

    • Stafford Act § 403 provides assistance essential to meeting immediate threats to life and property resulting from a major disaster.
    • 44 C.F.R. § 206.225 authorizes FEMA to fund emergency work including cost-effective measures that eliminate or lessen immediate threats of significant additional damage to improved property.  When emergency work is performed on beaches, this work may be eligible providing the beach has eroded to such an extent that a five-year storm or flood event will damage improved property.
    • DAP9580.8 permits sand replacement to qualify as an eligible emergency protective measure, if it protects life and improved property from storm damage with a magnitude of a 5-year event.  FEMA considers temporary sand berms constructed to protect against additional damage from a five-year storm to be eligible emergency work.
  • The Applicant has not provided supporting documentation demonstrating that the work performed was eligible emergency work.

Conclusion

The Applicant has not provided supporting documentation demonstrating that the work performed to construct a new berm or repair the existing berms is eligible emergency work.  Accordingly, the appeal is denied.

 

 

 

Appeal Letter

Anne Bink

Deputy Commissioner

New York State Division of Homeland Security and Emergency Services

1220 Washington Avenue

Building 7A, 4th Floor

Albany, NY  12242

 

Re:  Second Appeal – New York State Office of Parks, Recreation and Historic Preservation, PA ID 000-U0066-00, FEMA-4020-DR-NY, Project Worksheet (PW) 8999 – Beaches

 

Dear Ms. Bink:

 

This is in response to your letter dated November 5, 2019, which transmitted the referenced second appeal on behalf of New York State Office of Parks, Recreation and Historic Preservation (Applicant).  The Applicant is appealing the U.S. Department of Homeland Security’s Federal Emergency Management Agency’s (FEMA) denial of $510,000.00 in funding to repair beach berms.

 

As explained in the enclosed analysis, I have determined the Applicant has not provided supporting documentation demonstrating that the work performed to construct a new berm or repair the existing berms was eligible emergency work to support its scope of work change request.  Accordingly, I am denying this appeal. 

 

Please inform the Applicant of my decision.  This determination is the final decision on this matter pursuant to 44 C.F.R. § 206.206, Appeals.

 

Sincerely,

 

 /S/

 

Traci L. Brasher

Acting Division Director

Public Assistance Division

 

Enclosure

 

cc:  Thomas Von Essen  

Regional Administrator

FEMA Region II

Appeal Analysis

Background

 

From August 26 to September 5, 2011, flooding and high winds from Hurricane Irene (Irene) caused damage to New York’s Robert Moses State Park, operated by the New York State Office of Parks, Recreation and Historic Preservation (Applicant).  Irene’s high winds, high tides and storm surge caused sand erosion along the shoreline and berm along the beach, including an area identified as Field 5.  On March 28, 2011, during the kickoff meeting with the Applicant, FEMA referred the Applicant to Disaster Assistance Policy DAP9580.8 (DAP9580.8) – Eligible Sand Replacement on Public Beaches, and requested that Applicant provide documentation listed in the policy as needed in order to show eligibility for berm repairs.  On July 11, 2012, FEMA prepared Project Worksheet (PW) 8999 to document the damage and scope of work (SOW) necessary to restore Field 5’s beach to predisaster condition.  The Applicant proposed using contract labor to replace 34,123 cubic yards of sand at the site to repair the berms, this amount having been estimated based on a post-storm profile of Field 5.  However, FEMA found that the amount of sand loss could not be estimated because the Applicant had not provided both pre- and post-storm profiles of the entire beach.  Therefore, FEMA determined the project was ineligible.  On April 23, 2018, the Applicant submitted a SOW change request to recategorize PW 8999 as an emergency work project, claiming it was necessary to construct an emergency berm.  On January 7, 2019, FEMA denied the request because the Applicant had not provided supporting documentation that the requested work was an eligible emergency protective measure.

 

First Appeal

 

On March 8, 2019, the Applicant appealed, and stated that the berm was an eligible emergency protective measure, requesting $510,000.00 (representing its estimated costs for 30,000 cubic yards of sand and force account labor to construct the berm).[1]  The Applicant requested per Title 44 of the Code of Federal Regulations (44 C.F.R.) § 206.225(a)(3)(ii), FEMA amend the PW as a Category B emergency protective measure to protect improved property.  The Applicant maintained that the berm was designed to protect a parking area, contact station, playground, comfort station, first aid/lifeguard station and concession stand.[2]  On April 16, 2019, the Grantee forwarded the Applicant’s appeal to FEMA with its concurrence.  The Grantee stated that the Applicant repaired four existing berms (constructed in 1994 and 2006).[3]  The Grantee noted that these berms were restored in May 2011 as a result of damage from a previous disaster, noting this was eligible emergency work under FEMA policy.  Additionally, the Grantee distinguished the work performed here from permanent work to replace sand on a public beach; explaining that Field 5 is more accurately characterized as sand berms or dunes.

 

The Regional Administrator (RA) denied the appeal on July 12, 2019, finding that an applicant must provide documented justification supporting its position.[4]  FEMA determined the record lacked documented justification describing the work performed, the source of the material (sand) used to complete the berm work, or any of the claimed costs.  Additionally, FEMA determined that the Applicant did not provide beach profiles or engineering reports documenting the loss.  Therefore, FEMA concluded that the Applicant had not demonstrated that the work performed was eligible emergency work.

 

Second Appeal

 

On September 13, 2019, the Applicant submitted its second appeal, requesting that the first appeal denial be overturned on procedural grounds.[5]  The Applicant states that the RA did not directly respond to its SOW change request nor did FEMA coordinate with it to gather the scope and environmental information needed to develop the PW, as it requested.  Additionally, the Applicant listed additional procedural errors: (1) FEMA failed to follow its request for information process; (2) FEMA failed to follow its environmental and historic preservation process; and (3) FEMA incorrectly applied criteria for improved beaches that apply to permanent work projects.  On November 5, 2019, the Grantee forwarded the appeal to FEMA, expressing its support.

 

Discussion

 

The Robert T. Stafford Disaster Relief and Emergency Assistance Act authorizes FEMA’s Public Assistance (PA) Program to fund replacement of sand on damaged public beaches under certain conditions.[6] Under 44 C.F.R. § 206.225(a), emergency work is eligible for PA funding when it is necessary to: (1) eliminate or lessen immediate threats to life, public health or safety or (2) eliminate or lessen immediate threats of significant additional damage to improved property.[7]  FEMA’s Public Assistance Guide states that emergency placement of sand on a natural or engineered beach may be eligible when necessary to protect improved property from an immediate threat.[8]  Immediate threat means the threat of additional damage or destruction from an event which can reasonably be expected to occur within five years.[9]  If a beach has eroded to a point where a five-year storm or flood event will damage improved property, cost-effective emergency work on the beach may be eligible.[10]  Protection through emergency placement of sand on a beach may be to a 5-year storm profile or to its pre-storm profile, whichever is less costly.[11]  DAP 9580.8 states emergency work on beaches typically includes the construction of a temporary sand berm to protect against additional damage from a five-year storm event.

 

The Applicant initially requested PA funding to complete permanent repairs to its beach berms, but then submitted a SOW change stating that it performed emergency repairs to protective sand berms and should be classified as an emergency protective measure.  The Applicant claims that the previously built berms had been worn away by Irene.  However, the Applicant has not provided beach profiles or engineering reports documenting the erosion along the shoreline and berm.  Furthermore, the Applicant has not provided documentation that precisely describes the work performed nor has it identified the location of the single new berm in relation to the existing berms.  As such, the Applicant’s documentation has not established that Irene eroded the beach to such an extent that a five-year storm or flood event will cause damage to improved property.[12]  Accordingly, the Applicant has not provided documentation demonstrating that the work performed constitutes eligible emergency work.  Therefore, the work is ineligible.

 

Conclusion

 

The Applicant has not provided documentation demonstrating that the work performed to construct a new berm or repair the existing berms was eligible emergency work.  Therefore, the appeal is denied

 

[1] Letter from Dir. of Emergency Mgmt., N.Y. Off. of Parks, Recreation & Historic Pres., to Disaster Assistance Manager, N.Y. Div. of Homeland Sec. and Emergency Servs. (Mar. 8, 2019).

[2] Letter from Reg’l Adm’r, FEMA Region II, to Alternate Governor’s Authorized Representative, N.Y. State Div. of Homeland Sec. and Emergency Servs. (July 12, 2019).

[4] 44 C.F.R. § 206.206(a).

[5] Letter from Dir. of Emergency Mgmt., N.Y. State Park Police to Disaster Assistance Manager, N.Y. State Div. of Homeland Sec. and Emergency Servs. (Sep. 13, 2019).

[6] Stafford Act, § 403, 42 U.S.C. 5122.

[7] 44 C.F.R. § 225(a)(3).  See also Disaster Assistance Policy (DAP) 9580.8, Eligible Sand Replacement on Public Beaches, at 2 (Oct. 1, 2009).

[8] Public Assistance Guide, FEMA 322, at 74, 86 (June 2007) [hereinafter PA Guide].

[9] 44 C.F.R. § 206.221(c).

[10] DAP 9580.8, at 2.

[11] PA Guide, at 74, 86.

[12] Letter from Reg’l Adm’r, FEMA Region II, to Alternate Governor’s Authorized Representative, N.Y. State Div. of Homeland Sec. and Emergency Servs. (July 12, 2019).

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