Application Procedures

Appeal Brief Appeal Letter Appeal Analysis

Appeal Brief

Disaster4665
ApplicantCity of Maplewood
Appeal TypeSecond
PA ID#N/A
PW ID#RPA
Date Signed2023-06-28T16:00:00

Summary Paragraph

During the incident period of July 25, 2022, through July 28, 2022, Missouri experienced severe storms. The President declared a major disaster on August 8, 2022. The 30-day deadline to submit its RPA was September 7, 2022. On September 2, 2022, the Missouri State Emergency Management Agency’s (Recipient) sent a reminder email to the City of Maplewood (Applicant) of the upcoming September 7, 2022, deadline to submit its Request for Public Assistance (RPA). On October 18, 2022, the Applicant submitted a letter to the Recipient, requesting acceptance of the late RPA. The Recipient forwarded the request to FEMA on October 24, 2022, recommending denial. FEMA denied the request for an RPA time extension. FEMA found the Applicant’s lack of knowledge of the RPA submittal deadline did not constitute extenuating circumstances beyond the Recipient or Applicant’s control. The Applicant appealed FEMA’s denial of its time extension request to submit its RPA. The Applicant described various disaster cleanup events and implied these events pulled its staff and resources, preventing it from submitting its RPA. It stated it was unaware of the RPA deadline submission. In its transmittal of the Applicant’s appeal, the Recipient recommended denying the Applicant’s appeal. FEMA Region 7 denied the Applicant’s first appeal finding the Regional Administrator (RA) did not possess the authority to grant an extension in this case because the Recipient did not request one. Further, the Applicant had not demonstrated that extenuating circumstances prevented the Applicant from submitting a timely RPA submission within the 30-day deadline. In its second appeal, the Applicant reiterates its first appeal arguments and again requests FEMA approve the RPA due to extenuating circumstances. The Applicant emphasizes that it was the victim of misinformation and miscommunication. In its second appeal transmittal letter, the Recipient states the Applicant acted reasonable given the instructions received and recommends FEMA grant the appeal. The Applicant asserts lack of Recipient and FEMA communication led to confusion and, ultimately, the untimely RPA submission.

Authorities and Second Appeals

  • 44 C.F.R. § 206.202(b), (c), and (f)(2).
  • PAPPG, at 36.
  • Oconee Joint Reg’l Sewer Auth., FEMA-4542-DR-SC, at 2; V.I. Hous. Auth., FEMA-4340-DR-VI at 3; N. Miami Beach Med. Ctr., FEMA-4337-DR-FL.

Headnotes

  • If an applicant wishes to seek Public Assistance funding, it must first submit an RPA to FEMA through the recipient. Recipients must submit an applicant’s completed RPA to the FEMA RA within 30 days after designation of the area where the damage occurred. FEMA may extend this deadline if the recipient submits a request in writing with justification based on extenuating circumstances beyond the recipient’s or the applicant’s control.
    • Confusion on the Applicant’s part, and limited staffing and resources due to the disaster events does not constitute extenuating circumstances beyond its or the Recipient’s control. 

Conclusion

The Applicant has not demonstrated extenuating circumstances beyond either its or the Recipient’s control to justify the late submission of the RPA. Therefore, this appeal is denied.

Appeal Letter

SENT VIA EMAIL

James W. Remillard, Director                                                     Alexis Miller

Ronald C. Broxton, Recovery Division Manager                     Director of Finance                             

Missouri State Emergency Management Agency                  City of Maplewood      

2302 Militia Drive                                                                        601 Manchester Road

P.O. Box 116                                                                                Maplewood, MO 63143          

Jefferson City, MO 65102

 

Re:       Second Appeal – City of Maplewood, FEMA-4665-DR-MO,

Request for Public Assistance – Application Procedures

 

Dear James W. Remillard and Ronald C. Broxton and Alexis Miller:

This is in response to the Missouri State Emergency Management Agency’s (Recipient) letter dated May 1, 2023, which transmitted the referenced second appeal on behalf of the City of Maplewood (Applicant). The Applicant is appealing the U.S. Department of Homeland Security’s Federal Emergency Management Agency’s denial of its Request for Public Assistance (RPA).

As explained in the enclosed analysis, I have determined the Applicant has not demonstrated extenuating circumstances beyond either its or the Recipient’s control to justify the late submission of the RPA. Therefore, the appeal is denied.

This determination is the final decision on this matter pursuant to 44 C.F.R. § 206.206, Appeals.

 

                                                                                               Sincerely, 

                                                                                                      /S/

                                                                                               Tod Wells

                                                                                               Deputy Director for Policy

                                                                                               Public Assistance Division

 

Enclosure

cc:  Andrea Spillar 

Regional Administrator 

FEMA Region 7

Appeal Analysis

Background

During the incident period of July 25-28, 2022, Missouri experienced severe storms and flooding. The President declared a major disaster on August 8, 2022. The regulatory 30-day deadline to submit a Request for Public Assistance (RPA) to FEMA expired September 7, 2022.[1] On September 2, 2022, the Missouri State Emergency Management Agency (Recipient) sent a reminder email to the City of Maplewood (Applicant) of the upcoming September 7, 2022, deadline to submit its RPA.[2] On October 18, 2022, the Applicant submitted a letter to the Recipient, requesting acceptance of the late RPA.[3] The Applicant stated that it was not aware of the RPA deadline until October 5, 2022, after the September 7, 2022, deadline had passed. The Recipient forwarded the request to FEMA on October 24, 2022, recommending denial of the request.

On October 26, 2022, FEMA denied the request for a time extension for the Applicant to submit its RPA. FEMA found the Applicant’s confusion of the RPA submittal deadline did not constitute extenuating circumstances beyond the Recipient’s or Applicant’s control.

First Appeal

In a letter dated November 21, 2022, the Applicant appealed FEMA’s denial of its time extension request to submit its RPA. The Applicant described various disaster cleanup events and implied that those events pulled its staff and resources preventing it from submitting its RPA. It stated it did not understand it needed to submit an RPA to receive disaster assistance and noted that FEMA told the Applicant it should wait for further contact rather than submitting its RPA to the Recipient.

In a transmittal letter dated November 28, 2022, the Recipient recommended denying the Applicant’s appeal. Specifically, the Recipient noted the administrative record showed the Applicant knew of the RPA deadline. Additionally, the Recipient reiterated FEMA’s finding in its determination that the Applicant’s confusion did not constitute extenuating circumstances beyond the Recipient’s or Applicant’s control.

On February 23, 2023, the FEMA Region 7 Regional Administrator (RA) denied the Applicant’s first appeal finding the RA did not possess the authority to grant an extension in this case because the Recipient did not request one. Further, FEMA determined the Applicant had not demonstrated that extenuating circumstances prevented the Applicant from submitting a timely RPA submission within the 30-day deadline.

Second Appeal

The Applicant submitted a second appeal on April 24, 2023. The Applicant reiterates its first appeal arguments and again requests FEMA accept its late RPA due to extenuating circumstances. In its second appeal, the Applicant expands its argument concerning the communication it received from FEMA, stating that the Applicant was never informed to contact the Recipient to submit its RPA. The Applicant explained it was awaiting contact from FEMA and the deadline for submitting its RPA passed. In a May 1, 2023, appeal transmittal letter, the Recipient states the Applicant acted reasonably given the instructions received and recommends FEMA grant the appeal.

 

Discussion

If an applicant wishes to seek Public Assistance funding, it must first submit an RPA to FEMA through the recipient.[4] Recipients must submit an applicant’s completed RPA to the FEMA RA within 30 days after designation of the area where the damage occurred.[5] FEMA may extend this deadline if the recipient submits a written justification based on extenuating circumstances beyond the applicant’s or the recipient’s control.[6] The recipient is responsible for providing technical advice and assistance to all eligible applicants, ensuring all potential applicants are aware of available PA, and submitting documents necessary for the award of grants.[7] 

The deadline for applicants to submit RPAs for this disaster was September 7, 2022. Here, the Applicant submitted its RPA on October 18, 2022, and the Recipient forwarded it on October 24, 2022. The administrative record includes documentation to show the Applicant received an email on September 2, 2022 from the Recipient reminding the Applicant of the September 7, 2022 RPA deadline. The Applicant asserts both lack of Recipient and FEMA communication led to confusion and, miscommunication from FEMA about the Applicant’s responsibility to submit the RPA contributed to the Applicant’s untimely RPA submission. However, confusion on the Applicant’s part does not constitute extenuating circumstances beyond its or the Recipient’s control.[8] Additionally, in its first and second appeals, the Applicant described various disaster cleanup events and indicated the disaster cleanup efforts and events pulled its resources and staffing in many directions and impacted its submittal of its RPA. However, limited staffing and resources due to the disaster events also does not constitute extenuating circumstances beyond the Applicant’s or the Recipient’s control.[9] Therefore, the Applicant has not demonstrated extenuating circumstances beyond either its or the Recipient’s control to justify the late submission of the RPA.

 

Conclusion

The Applicant has not demonstrated extenuating circumstances beyond either its or the Recipient’s control to justify the late submission of the RPA. Therefore, this appeal is denied.

 


 

[1] See generally, Title 44 of the Code of Federal Regulations (44 C.F.R.) § 206.202(c) (2021). 

[2] Email from Dir., St. Louis Cnty. Office of Emergency Mgmt., to Dir. of Fin., City of Maplewood (Sept. 2, 2022, 11:05AM).

[3] Letter from Dir. of Fin., City of Maplewood, to Disaster Recovery Section Manager, Mo. State Emergency Mgmt. Agency (Oct. 18, 2022). 

[4] Public Assistance Program and Policy Guide, FP 104-009-2, at 36 (June 1, 2020) [hereinafter PAPPG].

[5] 44 C.F.R. § 206.202(c). 

[6] Id. at § 206.202(f)(2); PAPPG, at 36. 

[7] 44 C.F.R. § 206.202(b). 

[8] See FEMA Second Appeal Analysis, Oconee Joint Reg’l Sewer Auth., FEMA-4542-DR-SC, at 2 (Aug. 23, 2021) (finding COVID-19 pandemic-induced confusion did not demonstrate extenuating circumstances beyond either the recipient or the applicant’s control that impacted the untimely submission of the RPA); see also FEMA Second Appeal Analysis, N. Miami Beach Med. Ctr., FEMA-4337-DR-FL, at 3-4 (Sept. 16, 2020) (finding that the Applicant’s assertions of misinformation, misdirection, and lack of knowledge and understanding of the Public Assistance program did not constitute extenuating circumstances to justify submitting the RPA after the required deadline, and further noting that erroneous advice given by a government employee to an applicant cannot estop FEMA from denying benefits not otherwise permitted by law).

[9] FEMA Second Appeal Analysis, V. I. Hous. Auth., FEMA-4340-DR-VI, at 3 (May 6, 2022) (finding in part that high workload and understaffing did not constitute extenuating circumstances that justified an extension of the damage inventory deadline). 

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